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Puliani Ravi

Manual of companies act and corporate laws incouding SEBI rules, regulations Vol. II - 17th - New Delhi Bharat Law House Pvt. Ltd. 2012 - Varie

Table of Contents:
Volume 1
Division I - Securities Exchange Board of India Act, 1992;Securities Contracts (Regulation) Act & Rules; Depositories Act,1996
The Securities and Exchange Board of India Act, 1992
The Securities Contracts (Regulation) Rules, 1956
The Securities Contracts (Regulation) Rules, 1957
The Securities Contracts (Reference to the Company Law Board Rules, 1986
The Securities Contracts (Regulation) Appeal to Securities Appellate Tribunal) Rules, 2000
The Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005
The Securities Contracts (Regulation) (Manner of Increasing and Maintaining| Public Shareholding in Recognised Stock Exchange) Regulations, 2006
The Depositories Act, 1996
Depositories (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005
Division II - SEBI Guidelines, Rules, Regulations, etc.
SEBI Disclosure & Investor Protection Guidelines, 2000
Guidelines for Preferential Allotments of Shares, etc.
Guidelines for Raising Foreign Equity in Existing Companies and Determining issue price of Preferential Shares
Compendium of Circulars to Merchant Bankers
Issue of Foreign Currency Convertible Bonds and Ordinary Shares (Through Depository Receipt Mechanism) Scheme, 1993
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997 - 98
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008
Securities Lending Scheme
SEBI guidelines for good/bad deliveries
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Regulations, 1992
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Rules, 1992
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992
Securities and Exchange Board of India (Merchant Bankers) Rules, 1992
Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
Securities and Exchange Board of India (Portfolio Managers) Rules, 1993
Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
Securities and Exchange Board of India (Appeal to Central Government) Rules, 1993
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
Securities and Exchange Board of India (Annual Report) Rules, 1994
Securities and Exchange Board of India (Form of Annual Statement of Accounts and Records) Rules, 1994
Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 1994
Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
SEBI (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995
Volume 2
SEBI (Foreign Institutional Investors) Regulations, 1995
SEBI (Custodian of Securities) Regulations, 1996
SEBI (Depositories and Participants) Regulations, 1996
The Depositorioes (Appeal to Securities Appellate Tribunal) Rules, 2000
SEBI (Venture Capital Funds) Regulations, 1996
SEBI (Foreign Venture Capital Investors) Rgulations, 2000
Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997
Securities Appellate Tribunal (Salaries and Allowances and other Conditions of service of the Officers and Employees) Rules, 1997
Securities Appellate Tribunal (Salaries and Allowances and other
Securities Appellae Tribunal (Procedure) Rules, 2000
Securities Appellae Tribunal (Salaries, Allowances and Other Terms and Conditions of Presiding Officer and Other Members) Rules, 2003
SEBI (Buy-Back of Securities) Regulations, 1997
Private Limited Company and Unlisted Public Limited Company (Buy-back of Securities) Rules, 1999
SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
Guidelines for Employees' Stock Option Plan or Scheme - Issued under section 17(2)(iii), Income-tax Act
SEBI (Credit Rating Agencies) Regulation, 1999
SEBI (Collective Investment Schemes) Regulations, 1999
SEBI (Issue of Sweat Equity) Regulations, 2002
Unlisted Companies (Issue of Sweat Equity Shares) Rules, 2003
SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002
SEBI (Central Listing Authority) Regulations, 2003
Securities and Exchange Board of India (Informal Guidance) Scheme, 2003
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003
SEBI (Ombudsman) Regulations, 2003
SEBI (Central Database of Market Participants) Regulations, 2003
Unlisted Public Companies (Preferential Allotment) Rules, 2003
Issue of Foreign Currency Convertible Bonds and Ordinary
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997-98
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008
Companies (Issue of Indian Depository Receipts) Rules, 2004
SEBI (Self Regulatory Organisations) Regulations, 2004
SEBI (Criteria for Fit and Proper Person) Regulations, 2004
Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004
Securities Transaction Tax
Corporate Bond Market - Launch of Reporting Platform
SEBI (Regulatory Fee on Stock Exchanges) Regulations, 2006
SEBI (Issuing Observations on Draft Offer Documents
SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Short selling and securities lending and borrowing
Introduction of Direct Market Access facility
Genral Instructions Regarding Renewal of Certificate of Rgistrations, 2008
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Securities and Exchange Boardof India (Issue and Listing of Debt Securities) Regulations, 2008
Securities and Exchange Boardof India (Public Offer and Listing of Securitised Debt
Instruments)Regulations, 2008
Exchange Traded Currency Derivatives
Securities and Exchange of India (Investor Protection and Education Fund) Regulations, 2009
SEBI (Delisting of Securities) Guidelines, 2003
Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009
Exchange Traded Interest Rate Futures
Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/seperate platform of existing exchange having nation wide terminal
Arbitration Mechanism in Stock Exchange
Options on USD-INR Sport Rate
SEBI (Sustantial Acquisition of Shares and Takeovers) Regulations, 2011
The Securities and Exchange Board of India (KYC) Registration Agency) Regulaltions, 2011
Introduction of Derivative Contracts on Foreign Stock Indices
Listing Agreement of Bombay Stock Exchange
Listing Agreement of Bombay Stock Exchange.

Subjects--Topical Terms:
1. Company Law - Companies Act2. Corporate Laws - SEBI Rules

Dewey Class. No.: 346.066 PUL-II