Library Catalogue
Securities regulation / (Record no. 111921)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01340cam a2200205 i 4500 |
| 001 - CONTROL NUMBER | |
| control field | 17793162 |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20260203075050.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 130626s2013 nju 001 0 eng |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER | |
| LC control number | 2013026110 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9780769865157 |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 346.092 STE |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Steinberg, Marc I. |
| 245 10 - TITLE STATEMENT | |
| Title | Securities regulation / |
| Statement of responsibility, etc. | Marc I. Steinberg |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 6th ed. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | London : |
| Name of producer, publisher, distributor, manufacturer | LexisNexis, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2013. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | xxxiii, 1164 p. ; |
| Dimensions | 27 cm |
| 505 ## - Contents | |
| Contents | Chapter 1 An Introduction to Securities Regulation 1 Chapter 2 Definition of A Security 33 Chapter 3 Primary Issuer Transactional Exemptions from Registration 95 Chapter 4 The Registration Process 189 Chapter 5 Disclosure Materiality and the Sabranesoxley and Dodd=Frank Acts 223 Chapter 6 Resales and Reorganizations 303 Chapter 7 Due Diligence and Securities Act Liability 361 Chapter 8 Section 10(b) and Related Issues 463 Chapter 9 Alternative Provisions 625 Chapter 10 Secondary Liability 711 Chapter 11 Issuer Affirmative Disclosure obligations 767 Chapter 12 Insider Trading 819 Chapter 13 Financial Intermediaries, Broker-Dealers and investment Advisers 887 Chapter 14 Corporate Control Acquisitions and Contests 971 Chapter 15 Securities Laws Enforcement 1049 Chapter 16 The Role of Counsel 1125 |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Securities |
| Geographic subdivision | United States . |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Source of classification or shelving scheme | Dewey Decimal Classification |
| Koha item type | BOOKs |
| Withdrawn status | Lost status | Damaged status | Not for loan | Collection code | Home library | Current library | Shelving location | Date acquired | Cost, normal purchase price | Total Checkouts | Full call number | Barcode | Date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NLS | NLS | 05/11/2018 | 0.00 | 346.092 STE | 35422 | 05/11/2018 | 05/11/2018 | BOOKs |