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The law of securities regulation / (Record no. 25726)

MARC details
000 -LEADER
fixed length control field 02359cam a2200325 a 4500
001 - CONTROL NUMBER
control field 12744922
003 - CONTROL NUMBER IDENTIFIER
control field OSt
005 - DATE AND TIME OF LATEST TRANSACTION
control field 20211016124614.0
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 020417s2002 mnu 001 0 eng
010 ## - LIBRARY OF CONGRESS CONTROL NUMBER
LC control number 2002281421
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
International Standard Book Number 0314238336 (hardcover : alk. paper)
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
International Standard Book Number 9780314238337
040 ## - CATALOGING SOURCE
Original cataloging agency DLC
Transcribing agency DLC
Modifying agency DLC
043 ## - GEOGRAPHIC AREA CODE
Geographic area code n-us---
050 00 - LIBRARY OF CONGRESS CALL NUMBER
Classification number KF1439
Item number .H39 2002
082 00 - DEWEY DECIMAL CLASSIFICATION NUMBER
Classification number 346.092 HAZ
Edition number 21
100 1# - MAIN ENTRY--PERSONAL NAME
Personal name Hazen, Thomas Lee,
Dates associated with a name 1947-
245 14 - TITLE STATEMENT
Title The law of securities regulation /
Statement of responsibility, etc. by Thomas Lee Hazen.
246 18 - VARYING FORM OF TITLE
Title proper/short title Securities regulation
250 ## - EDITION STATEMENT
Edition statement 4th ed.
260 ## - PUBLICATION, DISTRIBUTION, ETC.
Place of publication, distribution, etc. St. Paul, Minn. :
Name of publisher, distributor, etc. West Group,
Date of publication, distribution, etc. 2002.
300 ## - PHYSICAL DESCRIPTION
Extent xxv, 1152 p. ;
Dimensions 26 cm.
440 #0 - SERIES STATEMENT/ADDED ENTRY--TITLE
Title Hornbook series
500 ## - GENERAL NOTE
General note Includes index.
505 ## - FORMATTED CONTENTS NOTE
Formatted contents note Contents<br/>The basic coverage of the securities laws;<br/>Registration requirements of the Securities Act of 1933;<br/>The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration;<br/>The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues;<br/>Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements);<br/>State securities laws ("blue sky" laws);<br/>Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation;<br/>Tender offer and takeover regulation;<br/>Manipulation and fraud : civil liability;<br/> implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information;<br/>Insider reporting and short-swing trading : Securities Exchange Act section 16;<br/>Market regulation and broker-dealer regulation;<br/>Arbitration of broker-dealer disputes;<br/>Operation of the Securities and Exchange Commission;<br/>Jurisdictional aspects;<br/>Debt securities and protection of bondholders : the Trust Indenture Act of 1939;<br/>Federal regulation of investment companies : the Investment Company Act of 1940;<br/>Investment Advisers Act of 1940;<br/>Special problems and overview of related laws.
650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element Securities
Geographic subdivision United States.
906 ## - LOCAL DATA ELEMENT F, LDF (RLIN)
a 7
b cbc
c origcop
d 2
e ncip
f 20
g y-gencatlg
942 ## - ADDED ENTRY ELEMENTS (KOHA)
Source of classification or shelving scheme Dewey Decimal Classification
Koha item type BOOKs
Holdings
Withdrawn status Lost status Damaged status Not for loan Home library Current library Shelving location Date acquired Total Checkouts Full call number Barcode Date last seen Price effective from Koha item type
        NLS NLS Library Compactors 30/05/2017   346.092 HAZ 18003 30/05/2017 30/05/2017 BOOKs