

| Item type | Current library | Shelving location | Call number | Status | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
|
NLS | General Stacks | 346.092 COX (Browse shelf(Opens below)) | Available | 19908 |
Chapter 1: The Legal And Institutional Framework Of Securities Regulation;
Chapter 2: Inquiries Into The Materiality Of Information;
Chapter 3: The Definition Of A Security;
Chapter 4: The Public Offering;
Chapter 5: Exempt Transactions;
Chapter 6: Secondary Distributions;
Chapter 7: Recapitalizations, Reorganizations, And Acquisitions;
Chapter 8: Exempt Securities;
Chapter 9: Liability Under The Securities Act;
Chapter 10: The Securities Exchange Act Of 1934: Markets And Information;
Chapter 11: Fraud In Connection With The Purchase Or Sale Of A Security;
Chapter 12: The Enforcement Of The Securities Laws;
Chapter 13: The Regulation Of Insider Trading;
Chapter 14: Shareholder Voting And Going-Private Transactions;
Chapter 15: Corporate Takeovers;
Chapter 16: Regulation Of The Securities Markets And Broker-Dealers;
Chapter 17: The Investment Advisers And Investment Company Acts Of 1940;
Chapter 18: Transnational Fraud And The Reach Of U.S. Securities Laws.