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Project reports & appraisals / H. P. S. Pahwa.
Publication details: New Delhi : Bharat Law House, 2004.Edition: 5th edDescription: 624 p. ; 25 cmISBN:- 8177370790 (hbk.)
- 346.06646 PAH
Contents:
Chapter 1. Background to U.K. Regulation;
Chapter 2. Introduction to the FSMA and the Financial Services Authority;
Chapter 3. Regulated Activities and the “General Prohibition”;
Chapter 4. Authorisation and “Permission”;
Chapter 5. Approved Persons;
Chapter 6. Financial Promotion;
Chapter 7. The Official Listing of Securities;
Chapter 8. Market Abuse;
Chapter 9. Rules, Competition and Polarisation;
Chapter 10. FSA’s Handbook: Conduct of Business;
Chapter 11. Controllers and Control of Business Transfers;
Chapter 12. Collective Investment Schemes;
Chapter 13. Enforcement;
Chapter 14. Regulation of the Market Infrastructure: Investment Exchanges and Clearing Houses;
Chapter 15. Regulation of Lloyd’s;
Chapter 16. Mutual Societies;
Chapter 17. What Next for Financial Services? Looking to the Future.
| Item type | Current library | Shelving location | Call number | Status | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
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NLS | General Stacks | 346.06646 PAH (Browse shelf(Opens below)) | Available | 20380 |
Chapter 1. Background to U.K. Regulation;
Chapter 2. Introduction to the FSMA and the Financial Services Authority;
Chapter 3. Regulated Activities and the “General Prohibition”;
Chapter 4. Authorisation and “Permission”;
Chapter 5. Approved Persons;
Chapter 6. Financial Promotion;
Chapter 7. The Official Listing of Securities;
Chapter 8. Market Abuse;
Chapter 9. Rules, Competition and Polarisation;
Chapter 10. FSA’s Handbook: Conduct of Business;
Chapter 11. Controllers and Control of Business Transfers;
Chapter 12. Collective Investment Schemes;
Chapter 13. Enforcement;
Chapter 14. Regulation of the Market Infrastructure: Investment Exchanges and Clearing Houses;
Chapter 15. Regulation of Lloyd’s;
Chapter 16. Mutual Societies;
Chapter 17. What Next for Financial Services? Looking to the Future.