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Market abuse and insider dealing
Publication details: London Bloomsbury 2016Edition: 3rdDescription: 414p xliISBN:- 9781780434957
- 346.066000 RID
Contents:
Table Of Contents
Chapter 1 The nature of insider dealing and market abuse;
Chapter 2 Insider dealing: the civil law;
Chapter 3 The main offences of insider dealing – dealing on the basis of inside information;
Chapter 4 The market abuse regime;
Chapter 5 FSMA criminal offences of market manipulation;
Chapter 6 Fraud and financial crime;
Chapter 7 Anti-money laundering and proceeds of crime;
Chapter 8 Conflicts of interest;
Chapter 9 Issuer disclosure and liability;
Chapter 10 Information gathering;
Chapter 11 Investigations;
Chapter 12 Enforcement issues;
Chapter 13 Compliance procedures and systems;
Chapter 14 Personal liability of senior managers and compliance officers;
Chapter 15 Control liability;
Chapter 16 The impact of other laws: domestic and overseas
| Item type | Current library | Shelving location | Call number | Status | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
|
NLS | REFERENCE SECTION | 346.066 RID (Browse shelf(Opens below)) | Not For Loan | 33831 |
Table Of Contents
Chapter 1 The nature of insider dealing and market abuse;
Chapter 2 Insider dealing: the civil law;
Chapter 3 The main offences of insider dealing – dealing on the basis of inside information;
Chapter 4 The market abuse regime;
Chapter 5 FSMA criminal offences of market manipulation;
Chapter 6 Fraud and financial crime;
Chapter 7 Anti-money laundering and proceeds of crime;
Chapter 8 Conflicts of interest;
Chapter 9 Issuer disclosure and liability;
Chapter 10 Information gathering;
Chapter 11 Investigations;
Chapter 12 Enforcement issues;
Chapter 13 Compliance procedures and systems;
Chapter 14 Personal liability of senior managers and compliance officers;
Chapter 15 Control liability;
Chapter 16 The impact of other laws: domestic and overseas