Library Catalogue
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The financial services and markets act 2000 : a guide to the new law / Alistair Alcock.
Publication details: Bristol : Jordans, 2000.Description: xxxvii, 549 p. ; 25 cmISBN:- 0853085633 (pbk.)
- 346.06646 ALC
Contents:
Chapter 1: Background;
Chapter 2: The European framework;
Chapter 3: The financial services authority and the tribunal;
Chapter 4: The scope of the financial services and markets act 2000;
Chapter 5: Authorisation and approval;
Chapter 6: The financial services authority's legislative functions;
Chapter 7: Market misconduct;
Chapter 8: Complaints and compensation;
Chapter 9: Enforcement (1): disciplining the unauthorised, the authorised and the; approved;
Chapter 10: Enforcement (2): investigations, market misconduct and private actions;
Chapter 11: Special cases: exchanges, clearing houses, lloyd's and the professions;
Chapter 12: Public offers and listings;
Chapter 13: Marketing in general and collective investment schemes;
Chapter 14: Conclusion.
| Item type | Current library | Shelving location | Call number | Status | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
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NLS | General Stacks | 346.06646 ALC (Browse shelf(Opens below)) | Available | 17802 |
Chapter 1: Background;
Chapter 2: The European framework;
Chapter 3: The financial services authority and the tribunal;
Chapter 4: The scope of the financial services and markets act 2000;
Chapter 5: Authorisation and approval;
Chapter 6: The financial services authority's legislative functions;
Chapter 7: Market misconduct;
Chapter 8: Complaints and compensation;
Chapter 9: Enforcement (1): disciplining the unauthorised, the authorised and the; approved;
Chapter 10: Enforcement (2): investigations, market misconduct and private actions;
Chapter 11: Special cases: exchanges, clearing houses, lloyd's and the professions;
Chapter 12: Public offers and listings;
Chapter 13: Marketing in general and collective investment schemes;
Chapter 14: Conclusion.