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Regulating (from) the inside : the legal framework for internal control in banks and financial institutions / Iris H-Y Chiu.

By: Publisher: Oxford : Hart Publishing, 2015Description: xix, 335 p. ; 24 cmISBN:
  • 9781849465250 (hbk.)
Subject(s): DDC classification:
  • 346.082 CHI
Contents:
1:The Role of Internal Control in the Meta-Regulation of Financial Institutions; 2. The Role of Compliance; 3. The Role of Risk Management; 4. The Role of Internal Audit; 5. The Contextual Frameworks of Corporate Governance and Organisational Culture; 6. Regulating Aspects of Corporate Governance and Organisational Culture as a Broader Framework for Internal Control; 7. Incentive-Based Approaches to Improve Internal Control Efficacy: Enforcement and Whistle-Blowing; 8. The Need for Enhanced Professionalism for Internal Control Functions; 9. Concluding Remarks.
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Holdings
Item type Current library Call number Status Barcode
E-Books - Cambridge, Bloomsbury, Oxford Handbooks & West Academic NLS Not for loan EBK-439
BOOKs NLS 346.082 CHI (Browse shelf(Opens below)) Available 33909

1:The Role of Internal Control in the Meta-Regulation of Financial Institutions;

2. The Role of Compliance;

3. The Role of Risk Management;

4. The Role of Internal Audit;

5. The Contextual Frameworks of Corporate Governance and Organisational Culture;

6. Regulating Aspects of Corporate Governance and Organisational Culture as a Broader Framework for Internal Control;

7. Incentive-Based Approaches to Improve Internal Control Efficacy: Enforcement and Whistle-Blowing;

8. The Need for Enhanced Professionalism for Internal Control Functions;

9. Concluding Remarks.