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Securities operations : a guide to trade and position management / Michael Simmons.

By: Series: Wiley finance seriesPublication details: New York : J. Wiley, 2002.Description: xix, 464 p. : ill. ; 26 cmISBN:
  • 9788126507450 (hbk.)
Subject(s): DDC classification:
  • 332.63 SIM
Online resources:
Contents:
Contents* Essential Trading and Settlement Concepts The Securities Marketplace Bringing Securities to the Marketplace Structure of a Securities Trading Organisation Transaction Types Security Forms Security Types Trade Cash Value Calculation Static Data The Trade Lifecycle and Straight Through Processing Trade Execution and Capture Trade Enrichment Trade Validation Trade Agreement Transaction Reporting Settlement Instructions The Role of the Custodian Pre-Value Date Settlement Instruction Statuses Settlement Failure Trade Settlement Reflecting Trade Settlement Internally Position and Trade Related Operations Funding Securities Lending and Borrowing Safe Custody Corporate Actions Reconciliation Accounting Objectives and Initiatives
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BOOKs NLS 332.63 SIM (Browse shelf(Opens below)) Available 21982

Contents*
Essential Trading and Settlement Concepts
The Securities Marketplace
Bringing Securities to the Marketplace
Structure of a Securities Trading Organisation
Transaction Types
Security Forms
Security Types
Trade Cash Value Calculation
Static Data
The Trade Lifecycle and Straight Through Processing
Trade Execution and Capture
Trade Enrichment
Trade Validation
Trade Agreement
Transaction Reporting
Settlement Instructions
The Role of the Custodian
Pre-Value Date Settlement Instruction Statuses
Settlement Failure
Trade Settlement
Reflecting Trade Settlement Internally
Position and Trade Related Operations
Funding
Securities Lending and Borrowing
Safe Custody
Corporate Actions
Reconciliation
Accounting
Objectives and Initiatives