| 000 | 01340cam a2200205 i 4500 | ||
|---|---|---|---|
| 001 | 17793162 | ||
| 005 | 20260203075050.0 | ||
| 008 | 130626s2013 nju 001 0 eng | ||
| 010 | _a 2013026110 | ||
| 020 | _a9780769865157 | ||
| 082 | _a346.092 STE | ||
| 100 | 1 | _aSteinberg, Marc I. | |
| 245 | 1 | 0 |
_aSecurities regulation / _cMarc I. Steinberg |
| 250 | _a6th ed. | ||
| 264 | 1 |
_aLondon : _bLexisNexis, _c2013. |
|
| 300 |
_axxxiii, 1164 p. ; _c27 cm |
||
| 505 | _aChapter 1 An Introduction to Securities Regulation 1 Chapter 2 Definition of A Security 33 Chapter 3 Primary Issuer Transactional Exemptions from Registration 95 Chapter 4 The Registration Process 189 Chapter 5 Disclosure Materiality and the Sabranesoxley and Dodd=Frank Acts 223 Chapter 6 Resales and Reorganizations 303 Chapter 7 Due Diligence and Securities Act Liability 361 Chapter 8 Section 10(b) and Related Issues 463 Chapter 9 Alternative Provisions 625 Chapter 10 Secondary Liability 711 Chapter 11 Issuer Affirmative Disclosure obligations 767 Chapter 12 Insider Trading 819 Chapter 13 Financial Intermediaries, Broker-Dealers and investment Advisers 887 Chapter 14 Corporate Control Acquisitions and Contests 971 Chapter 15 Securities Laws Enforcement 1049 Chapter 16 The Role of Counsel 1125 | ||
| 650 | 0 |
_aSecurities _zUnited States . |
|
| 942 |
_2ddc _cBK |
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| 999 |
_c111921 _d111921 |
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