| 000 | 01442nam a2200205Ia 4500 | ||
|---|---|---|---|
| 005 | 20260610172143.0 | ||
| 008 | 160316s2001 xxu||||| |||| 00| 0 eng d | ||
| 020 | _a0421679905 (hbk.) | ||
| 082 | _a346.06646 PER | ||
| 245 |
_aThe financial services and markets act : _ba practical legal guide / _cedited by James Perry. |
||
| 260 |
_aLondon : _bMaxwell, _c2001. |
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| 300 |
_axliii, 425 p. ; _c25 cm. |
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| 365 | _bRS. 5,565.00 | ||
| 505 | _aChapter 1. Background to U.K. Regulation; Chapter 2. Introduction to the FSMA and the Financial Services Authority; Chapter 3. Regulated Activities and the “General Prohibition”; Chapter 4. Authorisation and “Permission”; Chapter 5. Approved Persons; Chapter 6. Financial Promotion; Chapter 7. The Official Listing of Securities; Chapter 8. Market Abuse; Chapter 9. Rules, Competition and Polarisation; Chapter 10. FSA’s Handbook: Conduct of Business; Chapter 11. Controllers and Control of Business Transfers; Chapter 12. Collective Investment Schemes; Chapter 13. Enforcement; Chapter 14. Regulation of the Market Infrastructure: Investment Exchanges and Clearing Houses; Chapter 15. Regulation of Lloyd’s; Chapter 16. Mutual Societies; Chapter 17. What Next for Financial Services? Looking to the Future. | ||
| 650 | _aCompany law -- services | ||
| 650 | _aRegulation | ||
| 650 | _aFinancial services -- market act. | ||
| 700 |
_a Perry, James _a |
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| 942 |
_2ddc _cBK |
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| 999 |
_c172 _d172 |
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