| 000 | 02359cam a2200325 a 4500 | ||
|---|---|---|---|
| 999 |
_c25726 _d25726 |
||
| 001 | 12744922 | ||
| 003 | OSt | ||
| 005 | 20211016124614.0 | ||
| 008 | 020417s2002 mnu 001 0 eng | ||
| 010 | _a 2002281421 | ||
| 020 | _a0314238336 (hardcover : alk. paper) | ||
| 020 | _a9780314238337 | ||
| 040 |
_aDLC _cDLC _dDLC |
||
| 043 | _an-us--- | ||
| 050 | 0 | 0 |
_aKF1439 _b.H39 2002 |
| 082 | 0 | 0 |
_a346.092 HAZ _221 |
| 100 | 1 |
_aHazen, Thomas Lee, _d1947- |
|
| 245 | 1 | 4 |
_aThe law of securities regulation / _cby Thomas Lee Hazen. |
| 246 | 1 | 8 | _aSecurities regulation |
| 250 | _a4th ed. | ||
| 260 |
_aSt. Paul, Minn. : _bWest Group, _c2002. |
||
| 300 |
_axxv, 1152 p. ; _c26 cm. |
||
| 440 | 0 | _aHornbook series | |
| 500 | _aIncludes index. | ||
| 505 | _aContents The basic coverage of the securities laws; Registration requirements of the Securities Act of 1933; The 1933 Act registration process and disclosure -- Exemptions from 1933 Act registration; The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act -- IPO practices : manipulation, stabilization and hot issues; Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements); State securities laws ("blue sky" laws); Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies -- Shareholder suffrage : proxy regulation; Tender offer and takeover regulation; Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information; Insider reporting and short-swing trading : Securities Exchange Act section 16; Market regulation and broker-dealer regulation; Arbitration of broker-dealer disputes; Operation of the Securities and Exchange Commission; Jurisdictional aspects; Debt securities and protection of bondholders : the Trust Indenture Act of 1939; Federal regulation of investment companies : the Investment Company Act of 1940; Investment Advisers Act of 1940; Special problems and overview of related laws. | ||
| 650 | 0 |
_aSecurities _zUnited States. |
|
| 906 |
_a7 _bcbc _corigcop _d2 _encip _f20 _gy-gencatlg |
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| 942 |
_2ddc _cBK |
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