000			02117nam a2200229Ia 4500
999			_c36274 _d36274
003			OSt
005			20210327163635.0
008			160316s2013 xxu||||| |||| 00| 0 eng d
020			_c9781414028456
040			_cnls
082			_a346.092 _bHUD
100			_aHudson Alastair
245			_aSecurities law
250			_a2nd
260			_aLondon _bSweet & Maxwell _c2013
300			_a874p _cv
365			_b Rs. 24,950
505			_a Securities Law Contents PART 1. FUNDAMENTALS OF SECURITIES LAW AND REGULATION 1. Sources of Securities Law in the UK ; 2. EU Securities Regulation; 3. UK Financial Services Regulation; 4. Themes in the Historical Development of Securities Law ; PART 2. PRACTICE IN THE SECURITIES MARKETS 5. Securities Markets in the UK; 6. Corporate Governance and Procedures Internal to the Issuer of Securities; PART 3. THE MARKETING OF SECURITIES 7. Financial Promotion ; PART 4. OFFERS OF SECURITIES TO THE PUBLIC 8. Offers of Securities to the Public: An Overview; 9. Prospectuses ; 10. Transparency Obligations ; 11. Listing Particulars; PART 5. LISTED SECURITIES 12. The Principles Underpinning the Listing Rules ; 13. The Model Code and Inside Information; 14. Admission to Listing ; 15. Discontinuance of Listing; 16. The Operation of the Listing Rules ; 17. Premium Listings; 18. Specific Types of Securities Issue ; PART 6. OTHER REGULATORY CODES 19. The Alternative Investment Market; 20. Takeovers; PART 7. PRIVATE LAW LIABILITY IN THE ISSUE OF SECURITIES 21. Persons Responsible for the Issue of Securities; 22. Promoters; 23. Civil Liability 1: Section 90 of the FSMA 2000; 24. Civil Liability 2: Liability for Misrepresentations, Contract and Tort ; 25. Civil Liability 3: Fiduciaries, Recovery of Property and Conflict of Laws ; PART 8. CRIMINAL LAW LIABILITY IN THE ISSUE OF SECURITIES 26. Insider Dealing and Market Abuse ; 27. Fraud, Theft and Offences under the FSMA 2000 ; PART 9. THE ALLOTMENT OF SHARES 28. Allotment of Shares; Index.
650			_a1. Securities Law
700			_a _a
942			_2ddc _cBK