| 000 | 01400cam a2200205 a 4500 | ||
|---|---|---|---|
| 005 | 20260609112840.0 | ||
| 008 | 000918s2000 enk b 001 0 eng | ||
| 020 | _a0853085633 (pbk.) | ||
| 082 | _2346.06646 ALC | ||
| 100 | 1 | _aAlcock, Alistair | |
| 245 | 1 | 4 |
_aThe financial services and markets act 2000 : _ba guide to the new law / _cAlistair Alcock. |
| 260 |
_aBristol : _bJordans, _c2000. |
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| 300 |
_axxxvii, 549 p. ; _c25 cm. |
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| 365 | _bRS. 2782.50 | ||
| 505 | _aChapter 1: Background; Chapter 2: The European framework; Chapter 3: The financial services authority and the tribunal; Chapter 4: The scope of the financial services and markets act 2000; Chapter 5: Authorisation and approval; Chapter 6: The financial services authority's legislative functions; Chapter 7: Market misconduct; Chapter 8: Complaints and compensation; Chapter 9: Enforcement (1): disciplining the unauthorised, the authorised and the; approved; Chapter 10: Enforcement (2): investigations, market misconduct and private actions; Chapter 11: Special cases: exchanges, clearing houses, lloyd's and the professions; Chapter 12: Public offers and listings; Chapter 13: Marketing in general and collective investment schemes; Chapter 14: Conclusion. | ||
| 650 | 0 | _aFinancial services industry | |
| 650 | 0 | _aMarkets act | |
| 650 | 0 | _aComplaints -- compensation. | |
| 942 |
_2ddc _cBK |
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| 999 |
_c60 _d60 |
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