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Securities regulation / Marc I. Steinberg
Publisher: London : LexisNexis, 2013Edition: 6th edDescription: xxxiii, 1164 p. ; 27 cmISBN:- 9780769865157
- 346.092 STE
Contents:
Chapter 1 An Introduction to Securities Regulation 1 Chapter 2 Definition of A Security 33 Chapter 3 Primary Issuer Transactional Exemptions from Registration 95 Chapter 4 The Registration Process 189 Chapter 5 Disclosure Materiality and the Sabranesoxley and Dodd=Frank Acts 223 Chapter 6 Resales and Reorganizations 303 Chapter 7 Due Diligence and Securities Act Liability 361 Chapter 8 Section 10(b) and Related Issues 463 Chapter 9 Alternative Provisions 625 Chapter 10 Secondary Liability 711 Chapter 11 Issuer Affirmative Disclosure obligations 767 Chapter 12 Insider Trading 819 Chapter 13 Financial Intermediaries, Broker-Dealers and investment Advisers 887 Chapter 14 Corporate Control Acquisitions and Contests 971 Chapter 15 Securities Laws Enforcement 1049 Chapter 16 The Role of Counsel 1125
| Item type | Current library | Collection | Call number | Status | Barcode | |
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BOOKs
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NLS | BOOK SECTI | 346.092 STE (Browse shelf(Opens below)) | Available | 35422 |
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Chapter 1 An Introduction to Securities Regulation 1 Chapter 2 Definition of A Security 33 Chapter 3 Primary Issuer Transactional Exemptions from Registration 95 Chapter 4 The Registration Process 189 Chapter 5 Disclosure Materiality and the Sabranesoxley and Dodd=Frank Acts 223 Chapter 6 Resales and Reorganizations 303 Chapter 7 Due Diligence and Securities Act Liability 361 Chapter 8 Section 10(b) and Related Issues 463 Chapter 9 Alternative Provisions 625 Chapter 10 Secondary Liability 711 Chapter 11 Issuer Affirmative Disclosure obligations 767 Chapter 12 Insider Trading 819 Chapter 13 Financial Intermediaries, Broker-Dealers and investment Advisers 887 Chapter 14 Corporate Control Acquisitions and Contests 971 Chapter 15 Securities Laws Enforcement 1049 Chapter 16 The Role of Counsel 1125